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在先法律事务条款-Prior Legal Matters

在先法律事务条款-Prior Legal Matters

在先法律事务。创始人未(a)受限于联邦破产法或任何州破产法下的主动或被动诉讼,或受限于法庭对其业务或财产指定接收人、财务代理人或类似官员;(b)在刑事诉讼中被判有罪或成为未决刑事诉讼的主体(不包括交通肇事和其他轻微违法行为);(c)受限于任何有管辖权的法院永久或暂时禁止其参与任何证券、投资建议、银行业、保险或其他类型业务或担任公开上市公司的官员或董事,或以其他方式设置其参与前述业务的限制或条件之裁定、判决或指令(此后不可取消、终止或撤销);(d)有管辖权的法院在民事诉讼中裁定或证券交易委员会或商品期权交易委员会认定其违反联邦或州证券法、商品交易法或反不公平交易法,该裁定或认定此后未被取消、终止或撤销。

参考译文:Prior Legal Matters. Such Founder has not been (a) subject to voluntary or involuntary petition under the federal bankruptcy laws or any state insolvency law or the appointment of a receiver, fiscal agent or similar officer by a court for his business or property; (b) convicted in a criminal proceeding or named as a subject of a pending criminal proceeding (excluding traffic violations and other minor offenses); (c) subject to any order, judgment, or decree (not subsequently reversed, suspended, or vacated) of any court of competent jurisdiction permanently or temporarily enjoining him from engaging, or otherwise imposing limits or conditions on his engagement in any securities, investment advisory, banking, insurance, or other type of business or acting as an officer or director of a public company; or (d) found by a court of competent jurisdiction in a civil action or by the Securities and Exchange Commission or the Commodity Futures Trading Commission to have violated any federal or state securities, commodities or unfair trade practices law, which such judgment or finding has not been subsequently reserved, suspended, or vacated.

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Harvey Yan

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