• +86 188-0018-6806
  • harveyyan@zhongyinlawyer.com

A股上市

Connection Issues – Hopes fade for Shanghai-London Stock Connect scheme

By Cristiano Dalla Bona From Dealogic The Shanghai-London Stock Connect scheme got off to a flying start with 4 transactions and over USD 5.8bn of volume over 2019 and 2020, but there are fears that there is little more to come in the future in London, although there is hope for Chinese listings on ……

Shanghai-London Stock Connect to include Germany, Switzerland

内容来源:CNA BEIJING: A stock connect scheme linking Shanghai and London will be broadened to include Shenzhen-listed companies, as well as capital markets in Germany and Switzerland, China’s securities regulator said on Friday (Dec 17, 2021). Expanding the Shanghai-London Stock Connect scheme hel ……

CSRC Proposes Major Expansion of Shanghai London Stock Connect Programme

By Latham & Watkins on January 18, 2022 LATHAW WATKINS The expansion would include Shenzhen Stock Exchange and potentially European stock exchanges, and would permit overseas issuers to raise capital in China through CDR listings. On 17 December 2021, the China Securities Regulatory Commission ( ……

Ninebot Limited and Chinese Depositary Receipts (“CDRs”)

原文链接:Maples Group Foreign Companies Segway to Listing in China Ninebot Limited, an electric scooter producer backed by Xiaomi Corporation recently became the first-ever company to list Chinese Depositary Receipts (“CDRs”) on the Shanghai Stock Exchange Science and Technology Innovation B ……

上市股改所涉个税分期缴纳,前3年共10%,第4年30%,第5年70%

2022年6月24日,广东鸿铭智能股份有限公司在首发上市相关资料中披露了公司整体变更时,股东的个人所得税缴纳情况。 鸿铭有限整体变更为股份有限公司时,金健、蔡铁辉、王白昭产生的个人所得税纳税义务已向东莞市地方税务局申请分 5 年履行,具体缴纳情况如下: 根据《财政部、国家税务总局关于个人非货币性资产投资有关个人所得税政策的通知》(财税[2015]41 号)规定,“个人应在发生上述应税行为的次月 15日内向主管税务机关申报纳税。纳税人一次性缴税有困难的,可合理确定分期缴纳计划并报主管税务机关备案后,自发生上述应税行为之日起不超过 5 个 ……

中国大陆上市公司在瑞士证券交易所发行GDR存托凭证(上市)

原文节选自 Chinese firms attracted by Swiss listings as country pushes for more overseas IPOs Jürg Schneider, spokesperson for Swiss exchange operator SIX, told the Global Times on Monday that SIX is working with relevant authorities and partner exchanges to progress on the journey started in 2019, after ……

最高法院明确了“上市公司定增保底协议无效”

上市公司定向增发过程中,投资方为了锁定风险,很多都会要求大股东或实际控制人签订兜底协议,要求上市公司大股东或实际控制人承担“保本保收益”的义务,俗称“定增保底协议”。 关于定增保底协议的效力,本着尊重市场、尊重约定的原则,早期大多数司法观点认可其有效性。随着金融监管加强,因上市公司涉及公众利益,且《证券发行与承销管理办法》规定,发行人和承销商及相关人员不得以任何方式操纵发行定价,不得直接或通过其利益相关方向参与认购的投资者提供财务资助或者补偿,故司法实践中对定增保底协议效力争议越来越大,形成了“有效说”“无效说”两派,但从裁判案例来看,认为有效的观点居于主流。 2020年2月,证监会发布《关于 ……